Regulated Business Services

If you are an investment business, trust company, fund service or insurance business regulated by the Jersey Financial Services Commission, you are required to have a regulatory audit in addition to the statutory audit of the financial statements. Bracken Rothwell has been auditing a range of Jersey-based regulated businesses since the regulation was introduced.

 

Our in-house team provides both regulatory and statutory audit services and we will always ensure your regulatory deadlines are met. At Bracken Rothwell, we believe that with our experience within the industry and local market, we can add value to your audits, providing detailed feedback and regulatory benchmarking against other similar businesses.

 

The audit approach adopted is tailored to the specific organisation and can be a controls or substantive-based audit. The team will always work with the client to determine the best approach and ensure that as much of the fieldwork, and in particular any regulatory requirements, are conducted in advance of the year end. We believe in a ‘no surprises’ approach and we strive to provide feedback throughout the conduct of the audit.

 

In addition to the required audit assignments, we are also able to offer the following services:

  • Assistance with JFSC reporting
  • PEMS report implementation
  • ANLA reviews
  • Policies and procedures manual review

As a separate niche, Bracken Rothwell is also currently engaged in the bookkeeping, accounts preparation, internal auditing or auditing of the financial statements for a large number of local government-supported institutions. Consequently the team is experienced with the operating of such organisations and can tailor the reporting requirements to a niche market as necessary.

We also have a dedicated tax team, as well as a strong local network of lawyers and advisers should clients require assistance in other areas.

 

If you would like to know more about our services and how we can assist you, please contact us on 511700 for more information.


Service Areas

  • Bracken Rothwell has been looking after tax matters for local and international clients for many years. The tax department team specialises in both Jersey and...
  • Jersey is a hotbed of talented local business people, with businesses that range in size, age and complexity. At Bracken Rothwell we understand the...
  • If you are an investment business, trust company, fund service or insurance business regulated by the Jersey Financial Services Commission, you are...
  • At Bracken Rothwell we have an experienced team of qualified accountants who are able to assist you in any aspect of accounting and...
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